Compliance audits should be scalable, repeatable and add value through learning and feedback

 

We use our multilingual in-house compliance teams with legal, accounting, forensic and IT experience to provide clients with a cost-effective and high-quality alternative to the old-fashioned, less nimble approach delivered by the traditional accounting firms to conducting audits.

Whether your company requires an in-country export compliance audit in Abu Dhabi or an exploratory anti-corruption compliance audit focused on the petty cash transactions recorded by important supply chain vendors in China and Latin America we have the know-how and on-ground resources required to deliver quick, effective audit results.

Our audits are not just on financial information. We conduct compliance audits. We look at whether policies, procedures, rules, and playbooks exist, whether they work, whether they are fit for purpose, and most importantly, whether they are being complied with.

Featured Product

We have ready made solutions to conduct compliance audits. 

Our IntegraSure® | Integrity audits can be completed in any country and at different levels.

Who needs this solution?

  • Corporate headquartered compliance and executive management that are unfamiliar with business practices conducted in foreign field offices and want to conduct an audit.
  • Companies that lack the internal resources or expertise to conduct their own compliance audits, and are seeking a cost-effective and timely way to outsource the effort in a consistent way with a consistent methodology.
  • Companies seeking a high-quality, cost-effective alternative to the traditional accounting firm audit process.
  • Organisations seeking ISO 37001 certification.
  • Companies seeking to audit prospective and existing third party supply chain or distribution partners.

Deliverables

  • Audit scope and project planning documentation
  • Pre-certification assessment
  • Identification of red flag transactions on review of records
  • Reasonableness tests conducted on financial statements
  • Data scanning and review:
    • locating, extracting and analysing data using digital forensic procedures and making that available for review
    • after the data is accessed, it is structured and made available in a viewable and easily accessible format
  • Executive interview outlines
  • On-site collection, inspection and analysis of data in local language
  • Executive interviewing services in local language
  • Written report of findings, including:
    • executive summary
    • audit methodology explanation
    • summary of in-scope policies, processes, systems and controls
    • summary of data retrieval and review (including sample transactional data)
    • analysis and findings
    • if several country or entity audits are conducted, a comparative, integrated approach to analysis among the findings to identify potential institutional or systemic gaps
    • if requested, remediation recommendations
    • areas of remediation required to meet ISO 37001 certification